Socialism

Socialism, social and economic doctrine that calls for public rather than private ownership or control of property and natural resources. According to the socialist view, individuals do not live or work in isolation but live in cooperation with one another. Furthermore, everything that people produce is in some sense a social product, and everyone who contributes to the production of a good is entitled to a share in it. Society as a whole, therefore, should own or at least control property for the benefit of all its members.
This conviction puts socialism in opposition to capitalism, which is based on private ownership of the means of production and allows individual choices in a free market to determine how goods and services are distributed. Socialists complain that capitalism necessarily leads to unfair and exploitative concentrations of wealth and power in the hands of the relative few who emerge victorious from free-market competition—people who then use their wealth and power to reinforce their dominance in society. Because such people are rich, they may choose where and how to live, and their choices in turn limit the options of the poor. As a result, terms such as individual freedom and equality of opportunity may be meaningful for capitalists but can only ring hollow for working people, who must do the capitalists’ bidding if they are to survive. As socialists see it, true freedom and true equality require social control of the resources that provide the basis for prosperity in any society. Karl Marx and Friedrich Engels made this point in Manifesto of the Communist Party (1848) when they proclaimed that in a socialist society “the condition for the free development of each is the free development of all.”
This fundamental conviction nevertheless leaves room for socialists to disagree among themselves with regard to two key points. The first concerns the extent and the kind of property that society should own or control. Some socialists have thought that almost everything except personal items such as clothing should be public property; this is true, for example, of the society envisioned by the English humanist Sir Thomas More in his Utopia (1516). Other socialists, however, have been willing to accept or even welcome private ownership of farms, shops, and other small or medium-sized businesses.
The second disagreement concerns the way in which society is to exercise its control of property and other resources. In this case the main camps consist of loosely defined groups of centralists and decentralists. On the centralist side are socialists who want to invest public control of property in some central authority, such as the state—or the state under the guidance of a political party, as was the case in the Soviet Union. Those in the decentralist camp believe that decisions about the use of public property and resources should be made at the local, or lowest-possible, level by the people who will be most directly affected by those decisions. This conflict has persisted throughout the history of socialism as a political movement.

Origins

The origins of socialism as a political movement lie in the Industrial Revolution. Its intellectual roots, however, reach back almost as far as recorded thought—even as far as Moses, according to one history of the subject. Socialist or communist ideas certainly play an important part in the ideas of the ancient Greek philosopher Plato, whose Republic depicts an austere society in which men and women of the “guardian” class share with each other not only their few material goods but also their spouses and children. Early Christian communities also practiced the sharing of goods and labour, a simple form of socialism subsequently followed in certain forms of monasticism. Several monastic orders continue these practices today.
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Christianity and Platonism were combined in More’s Utopia, which apparently recommends communal ownership as a way of controlling the sins of pride, envy, and greed. Land and houses are common property on More’s imaginary island of Utopia, where everyone works for at least two years on the communal farms and people change houses every 10 years so that no one develops pride of possession. Money has been abolished, and people are free to take what they need from common storehouses. All the Utopians live simply, moreover, so that they are able to meet their needs with only a few hours of work a day, leaving the rest for leisure.
More’s Utopia is not so much a blueprint for a socialist society as it is a commentary on the failings he perceived in the supposedly Christian societies of his day. Religious and political turmoil, however, soon inspired others to try to put utopian ideas into practice. Common ownership was one of the aims of the brief Anabaptist regime in the Westphalian city of Münster during the Protestant Reformation, and several communist or socialist sects sprang up in England in the wake of the Civil Wars (1642–51). Chief among them was the Diggers, whose members claimed that God had created the world for people to share, not to divide and exploit for private profit. When they acted on this belief by digging and planting on land that was not legally theirs, they ran afoul of Oliver Cromwell’s Protectorate, which forcibly disbanded them.
Whether utopian or practical, these early visions of socialism were largely agrarian. This remained true as late as the French Revolution, when the journalist François-Noël Babeuf and other radicals complained that the Revolution had failed to fulfill the ideals of liberty, equality, and fraternity. Adherence to “the precious principle of equality,” Babeuf argued, requires the abolition of private property and common enjoyment of the land and its fruits. Such beliefs led to his execution for conspiring to overthrow the government. The publicity that followed his trial and death, however, made him a hero to many in the 19th century who reacted against the emergence of industrial capitalism.

Utopian socialism

Conservatives who saw the settled life of agricultural society disrupted by the insistent demands of industrialism were as likely as their radical counterparts to be outraged by the self-interested competition of capitalists and the squalor of industrial cities. The radicals distinguished themselves, however, by their commitment to equality and their willingness to envision a future in which industrial power and capitalism were divorced. To their moral outrage at the conditions that were reducing many workers to pauperism, the radical critics of industrial capitalism added a faith in the power of people to put science and an understanding of history to work in the creation of a new and glorious society. The term socialist came into use about 1830 to describe these radicals, some of the most important of whom subsequently acquired the title of “utopian” socialists.
One of the first utopian socialists was the French aristocrat Claude-Henri de Saint-Simon. Saint-Simon did not call for public ownership of productive property, but he did advocate public control of property through central planning, in which scientists, industrialists, and engineers would anticipate social needs and direct the energies of society to meet them. Such a system would be more efficient than capitalism, according to Saint-Simon, and it even has the endorsement of history itself. Saint-Simon believed that history moves through a series of stages, each of which is marked by a particular arrangement of social classes and a set of dominant beliefs. Thus, feudalism, with its landed nobility and monotheistic religion, was giving way to industrialism, a complex form of society characterized by its reliance on science, reason, and the division of labour. In such circumstances, Saint-Simon argued, it makes sense to put the economic arrangements of society in the hands of its most knowledgeable and productive members, so that they may direct economic production for the benefit of all.
Another early socialist, Robert Owen, was himself an industrialist. Owen first attracted attention by operating textile mills in New Lanark, Scot., that were both highly profitable and, by the standards of the day, remarkably humane: no children under age 10 were employed. Owen’s fundamental belief was that human nature is not fixed but formed. If people are selfish, depraved, or vicious, it is because social conditions have made them so. Change the conditions, he argued, and people will change; teach them to live and work together in harmony, and they will do so. Thus, Owen set out in 1825 to establish a model of social organization, New Harmony, on land he had purchased in the U.S. state of Indiana. This was to be a self-sufficient, cooperative community in which property was commonly owned. New Harmony failed within a few years, taking most of Owen’s fortune with it, but he soon turned his attention to other efforts to promote social cooperation—trade unions and cooperative businesses, in particular.
Similar themes mark the writings of François-Marie-Charles Fourier, a French clerk whose imagination, if not his fortune, was as extravagant as Owen’s. Modern society breeds selfishness, deception, and other evils, Fourier charged, because institutions such as marriage, the male-dominated family, and the competitive market confine people to repetitive labour or a limited role in life and thus frustrate the need for variety. By setting people at odds with each other in the competition for profits, moreover, the market in particular frustrates the desire for harmony. Accordingly, Fourier envisioned a form of society that would be more in keeping with human needs and desires. Such a “phalanstery,” as he called it, would be a largely self-sufficient community of about 1,600 people organized according to the principle of “attractive labour,” which holds that people will work voluntarily and happily if their work engages their talents and interests. All tasks become tiresome at some point, however, so each member of the phalanstery would have several occupations, moving from one to another as his interest waned and waxed. Fourier left room for private investment in his utopian community, but every member was to share in ownership, and inequality of wealth, though permitted, was to be limited.
The ideas of common ownership, equality, and a simple life were taken up in the visionary novel Voyage en Icarie (1840; Travels in Icaria), by the French socialist Étienne Cabet. Icaria was to be a self-sufficient community, combining industry with farming, of about one million people. In practice, however, the Icaria that Cabet founded in Illinois in the 1850s was about the size of a Fourierist phalanstery, and dissension among the Icarians prompted Cabet to depart in 1856.

Other early socialists

Other socialists in France began to agitate and organize in the 1830s and ’40s; they included Louis Blanc, Louis-Auguste Blanqui, and Pierre-Joseph Proudhon. Blanc, the author of L’Organisation du travail (1839; The Organization of Labour), promoted a scheme of state-financed but worker-controlled “social workshops” that would guarantee work for everyone and lead gradually to a socialist society. Blanqui, by contrast, was a revolutionary who spent more than 33 years in prison for his insurrectionary activities. Socialism cannot be achieved without the conquest of state power, he argued, and this conquest must be the work of a small group of conspirators. Once in power, the revolutionaries would form a temporary dictatorship that would confiscate the property of the wealthy and establish state control of major industries.
In Qu’est-ce que la propriété? (1840; What Is Property?), Proudhon memorably declared, “Property is theft!” This assertion was not quite as bold as it appears, however, since Proudhon had in mind not property in general but property that is worked by anyone other than its owner. In contrast to a society dominated by capitalists and absentee landlords, Proudhon’s ideal was a society in which everyone had an equal claim, either alone or as part of a small cooperative, to possess and use land and other resources as needed to make a living. Such a society would operate on the principle of mutualism, according to which individuals and groups would exchange products with one another on the basis of mutually satisfactory contracts. All this would be accomplished, ideally, without the interference of the state, for Proudhon was an anarchist who regarded the state as an essentially coercive institution. Yet his anarchism did not prevent him from urging Napoleon III to make free bank credit available to workers for the establishment of mutualist cooperatives—a proposal the emperor declined to adopt.

Marxian socialism

Despite their imagination and dedication to the cause of the workers, none of the early socialists met with the full approval of Karl Marx, who is unquestionably the most important theorist of socialism. In fact, Marx and his longtime friend and collaborator Friedrich Engels were largely responsible for attaching the label “utopian,” which they intended to be derogatory, to Saint-Simon, Fourier, and Owen, whose “fantastic pictures of future society” they contrasted to their own “scientific” approach to socialism. The path to socialism proceeds not through the establishment of model communities that set examples of harmonious cooperation to the world, according to Marx and Engels, but through the clash of social classes. “The history of all hitherto existing society is the history of class struggles,” they proclaimed in the Manifesto of the Communist Party. A scientific understanding of history shows that these struggles will culminate in the triumph of the working class and the establishment of socialism.
According to Engels, the basic elements of Marx’s theory are to be found in German philosophy, French socialism, and British economics. Of these, German philosophy was surely the formative influence on Marx’s thinking. Born in Trier in the German Rhineland, Marx was a philosophy student at the University of Berlin when the idealism of G.W.F. Hegel dominated German philosophy. Hegel maintained that history is the story of the unfolding or realization of “spirit”—a process that requires struggle, agony, and the overcoming of obstacles to the attainment of self-knowledge. Just as individual persons cannot realize their potential—especially the potential for freedom—if they remain forever in a childish or adolescent condition, so spirit must develop throughout history in a dialectical fashion. That is, individuals and even nations are characters in a drama that proceeds through the clash of opposing ideas and interests to a greater self-awareness and appreciation of freedom. Slavery, for example, was long taken for granted as a natural and acceptable practice, but the slave’s struggle to be recognized as a person was bringing an end to slavery as master and slave came to recognize their common humanity—and thus to liberate themselves, and spirit, from a false sense of the master’s superiority.
Like Hegel, Marx understood history as the story of human labour and struggle. However, whereas for Hegel history was the story of spirit’s self-realization through human conflict, for Marx it was the story of struggles between classes over material or economic interests and resources. In place of Hegel’s philosophical idealism, in other words, Marx developed a materialist or economic theory of history. Before people can do anything else, he held, they must first produce what they need to survive, which is to say that they are subject to necessity. Freedom for Marx is largely a matter of overcoming necessity. Necessity compels people to labour so that they may survive, and only those who are free from this compulsion will be free to develop their talents and potential. This is why, throughout history, freedom has usually been restricted to members of the ruling class, who use their control of the land and other means of production to exploit the labour of the poor and subservient. The masters in slaveholding societies, the landowning aristocracy in feudal times, and the bourgeoisie who control the wealth in capitalist societies have all enjoyed various degrees of freedom, but they have done so at the expense of the slaves, serfs, and industrial workers, or proletarians, who have provided the necessary labour.
For Marx, capitalism is both a progressive force in history and an exploitative system that alienates capitalists and workers alike from their true humanity. It is progressive because it has made possible the industrial transformation of the world, thereby unleashing the productive power to free everyone from necessity. Yet it is exploitative in that capitalism condemns the proletarians, who own nothing but their labour power, to lives of grinding labour while enabling the capitalists to reap the profits. This is a volatile situation, according to Marx, and its inevitable result will be a war that will end all class divisions. Under the pressure of depressions, recessions, and competition for jobs, the workers will become conscious that they form a class, the proletariat, that is oppressed and exploited by their class enemy, the bourgeoisie. Armed with this awareness, they will overthrow the bourgeoisie in a series of spontaneous uprisings, seizing control of factories, mines, railroads, and other means of production, until they have gained control of the government and converted it into a revolutionary dictatorship of the proletariat. Under socialism or communism—Marx and Engels drew no clear or consistent distinction between the two—government itself will eventually wither away as people gradually lose the selfish attitudes inculcated by private ownership of the means of production. Freed from necessity and exploitation, people will finally live in a true community that gives “each individual the means of cultivating his gifts in all directions.”
Marx maintained that the revolution by which socialism would be achieved was ordained by the logic of capitalism itself, as the capitalists’ competition for profits led them to create their own “grave diggers” in the proletariat. Even the role of the revolutionary, such as Marx, was confined to that of “midwife,” for revolutionaries could do no more than speed along the inevitable revolution and ease its birth pangs.
This, at least, was Marx’s more or less “official” doctrine. In his writings and political activities, however, he added several qualifications. He acknowledged, for example, that socialism might supplant capitalism peacefully in England, the United States, and other countries where the proletariat was gaining the franchise; he also said that it might be possible for a semifeudal country such as Russia to become socialist without first passing through capitalist industrialism. Moreover, Marx played an important part in the International Working Men’s Association, or First International, formed in 1864 by a group of labour leaders who were neither exclusively revolutionary nor even entirely committed to socialism. In short, Marx was not the inflexible economic determinist he is sometimes taken to be. But he was convinced that history was on the side of socialism and that the equal development of all people to be achieved under socialism would be the fulfillment of history.

Socialism after Marx

By the time of Marx’s death in 1883, many socialists had begun to call themselves “Marxists.” His influence was particularly strong within the Social Democratic Party of Germany (SPD), which was formed in 1875 by the merger of a Marxist party and a party created by Marx’s German rival, Ferdinand Lassalle. According to Marx’s Critique of the Gotha Programme (1891), Lassalle had “conceived the workers’ movement from the narrowest national standpoint”; that is, Lassalle had concentrated on converting Germany to socialism, whereas Marx thought that socialism had to be an international movement. Even worse, Lassalle and his followers had sought to gain control of the state through elections in hopes of using “state aid” to establish producers’ cooperatives. Marx’s belief in the revolutionary transformation of society soon prevailed in the SPD, but his controversy with Lassalle and the Lassalleans testifies to the existence of other important currents in socialist thought in the late 19th century.

Christian socialism

Caught up in these currents were men and women who seemed to agree on little but their condemnation of capitalism. Many prominent socialists were militant atheists, for example, but others expressly connected socialism to religion. Even the rationalist Saint-Simon had called for a “new Christianity” that would join Christian social teachings with modern science and industry to create a society that would satisfy basic human needs. His followers attempted to put this idea into practice, giving rise to a Saint-Simonian sect sometimes called “the religion of the engineers.” This combination of an appeal to universal brotherhood and a faith in enlightened management also animated the best-selling utopian novel Looking Backward (1888), by the American journalist Edward Bellamy. In England the Anglican clergymen Frederick Denison Maurice and Charles Kingsley initiated a Christian socialist movement at the end of the 1840s on the grounds that the competitive individualism of laissez-faire capitalism was incompatible with the spirit of Christianity. Similar concerns inspired socialists in other countries, including the Russian novelist, anarchist, and pacifist Leo Tolstoy.
Although neither Christianity nor any other religion was a dominant force within socialist theory or politics, the connection between Christianity and socialism persisted through the 20th century. One manifestation of this connection was liberation theology—sometimes characterized as an attempt to marry Marx and Jesus—which emerged among Roman Catholic theologians in Latin America in the 1960s. Another, perhaps more modest, manifestation is the Christian Socialist Movement in Britain, which affiliates itself with the British Labour Party. Several members of Parliament have belonged to the Christian Socialist Movement, including Prime Minister Gordon Brown, the son of a Methodist minister, and his predecessor, Tony Blair, an Anglican who converted to Catholicism not long after he left office.

Anarcho-communism

Neither Tolstoy’s religion nor his pacifism was shared by the earlier flamboyant Russian anarchist Mikhail Bakunin, who held that religion, capitalism, and the state are forms of oppression that must be smashed if people are ever to be free. As he stated in an early essay, “The Reaction in Germany” (1842), “The passion for destruction is also a creative passion.” This belief led Bakunin into one uprising or conspiracy after another throughout his life. It also led him into a controversy with Marx that contributed to disintegration of the International Working Men’s Association in the 1870s. As a communist, Bakunin shared Marx’s vision of a classless, stateless community in which the means of production would be under community control; as an anarchist, however, he vehemently rejected Marx’s claim that the dictatorship of the proletariat was a necessary step on the way to communism. To the contrary, Bakunin argued, the dictatorship of the proletariat threatened to become even more oppressive than the bourgeois state, which at least had a militant and organized working class to check its growth.
Anarcho-communism took less-extreme forms in the hands of two later Russian émigrés, Peter Kropotkin and Emma Goldman. Kropotkin used science and history to try to demonstrate that anarchism is not foolishly optimistic. In Mutual Aid (1897) he drew on Charles Darwin’s theory of evolution to argue that, contrary to popular notions of social Darwinism, the groups that prospered in evolutionary terms were those that practiced cooperation. Goldman, who came to prominence as “Red Emma” in the United States, campaigned against religion, capitalism, the state, and marriage, which she condemned in “Marriage and Love” (1910) as an institution that “makes a parasite of woman, an absolute dependent.” She also served a prison term for advocating birth control.

Fabian socialism

As the anarcho-communists argued for a form of socialism so decentralized that it required the abolition of the state, a milder and markedly centralist version of socialism, Fabianism, emerged in Britain. Fabian Socialism was so called because the members of the Fabian Society admired the tactics of the Roman general Fabius Cunctator (Fabius the Delayer), who avoided pitched battles and gradually wore down Hannibal’s forces. Instead of revolution, the Fabians favoured “gradualism” as the way to bring about socialism. Their notion of socialism, like Saint-Simon’s, entailed social control of property through an effectively and impartially administered state—a government of enlightened experts. The Fabians themselves were mostly middle-class intellectuals—including George Bernard Shaw, Sidney and Beatrice Webb, Graham Wallas, and H.G. Wells—who thought that persuasion and education were more likely to lead to socialism, however gradually, than violent class warfare. Rather than form their own political party or work through trade unions, moreover, the Fabians aimed at gaining influence within existing parties. They eventually exercised considerable influence within Britain’s Labour Party, though they had little to do with its formation in the early 1900s.

Syndicalism

Near the anarcho-communists on the decentralist side of socialism were the syndicalists. Inspired in part by Proudhon’s ideas, syndicalism developed at the end of the 19th century out of the French trade-union movement—syndicat being the French word for trade union. It was a significant force in Italy and Spain in the early 20th century until it was crushed by the fascist regimes in those countries. In the United States, syndicalism appeared in the guise of the Industrial Workers of the World, or “Wobblies,” founded in 1905.
The hallmarks of syndicalism were workers’ control and “direct action.” Syndicalists such as Fernand Pelloutier distrusted both the state, which they regarded as an agent of capitalism, and political parties, which they thought were incapable of achieving radical change. Their aim was to replace capitalism and the state with a loose federation of local workers’ groups, which they meant to bring about through direct action—especially a general strike of workers that would bring down the government as it brought the economy to a halt. Georges Sorel elaborated on this idea in his Réflexions sur la violence (1908; Reflections on Violence), in which he treated the general strike not as the inevitable result of social developments but as a “myth” that could lead to the overthrow of capitalism if only enough people could be inspired to act on it.

Guild socialism

Related to syndicalism but nearer to Fabianism in its reformist tactics, Guild Socialism was an English movement that attracted a modest following in the first two decades of the 20th century. Inspired by the medieval guild, an association of craftsmen who determined their own working conditions and activities, theorists such as Samuel G. Hobson and G.D.H. Cole advocated the public ownership of industries and their organization into guilds, each of which would be under the democratic control of its trade union. The role of the state was less clear: some guild socialists envisioned it as a coordinator of the guilds’ activities, while others held that its functions should be limited to protection or policing. In general, however, the guild socialists were less inclined to invest power in the state than were their Fabian compatriots.
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